This event is now over and took place on Thu 28 Sep 2017



Event Summary

This course, run by BWB Compliance, explores the changes arising from MiFID II and the impact on online platforms that arrange investments.

All investment platforms are impacted by the new regulation arriving on 3 January 2018 and need to be prepared for the changes.

In this course we will be looking at the requirements affecting investment platforms, specifically including the new appropriateness; best execution; product distribution and knowledge and competence requirements

We will cover

  • Appropriateness
  • Product governance
  • Telephone taping
  • Knowledge and competence
  • Inducements
  • Boundary with MTFs / OTFs

Timings

9.30am Registration and coffee

10.00am Start

5.00pm End

Cost

£825 (excl. VAT)

Venue

BWB's new offices at 10 Queen Street Place, EC4R 1BE

Venue Information >