Thu 05 Oct 2017
09:30 - 17:00
This course, run by BWB Compliance, explores how MiFID II applies to EIS; VC (inc. VCTs) and PE fund managers.
Both full-scope and small authorised AIFMs will be affected by the new regime which applies from 3 January 2018.
In this course we will be looking at the impact on these fund managers, specifically including the controversial new telephone taping rules; the little discussed knowledge and competence requirements ;and the tricky new product governance rules.
We will cover
- Product governance
- Telephone taping
- Knowledge and competence
- Bundling of products and services
9.30am Registration and coffee
£825 (excl. VAT)
BWB's new offices at 10 Queen Street Place, EC4R 1BECancellation policy for seminars