This event is now over and took place on Thu 05 Oct 2017



Event Summary

This course, run by BWB Compliance, explores how MiFID II applies to EIS; VC (inc. VCTs) and PE fund managers.

Both full-scope and small authorised AIFMs will be affected by the new regime which applies from 3 January 2018.

In this course we will be looking at the impact on these fund managers, specifically including the controversial new telephone taping rules; the little discussed knowledge and competence requirements ;and the tricky new product governance rules.

We will cover

  • Inducements
  • Product governance
  • Telephone taping
  • Knowledge and competence
  • Bundling of products and services

Timings

9.30am Registration and coffee

10.00am Start

5.00pm End

Cost

£825 (excl. VAT)

Venue

BWB's new offices at 10 Queen Street Place, EC4R 1BE

Venue Information >