Client: US Receiver of a $100m venture capital fund

Transaction: Advised on whether the financial services regulatory requirements in force at the time had been complied with during the marketing to UK investors of a US fund, which was established to invest in early stage US technology companies.

Lawyers: Malcolm Robson (Partner and Head of Dispute Resoultion) led the team and was assisted by Mark Tasker (Partner and Head of Corporate & Commercial) and Jonathan Morris (Senior Associate).

Observation: Financial services regulation is becoming an increasingly complex area and one where experienced expert advice is essential.

Posted on 13/12/2012 in Corporate & Commercial

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