This event is now over and took place on Thu 28 Sep 2017
This course, run by BWB Compliance, explores the changes arising from MiFID II and the impact on online platforms that arrange investments.
All investment platforms are impacted by the new regulation arriving on 3 January 2018 and need to be prepared for the changes.
In this course we will be looking at the requirements affecting investment platforms, specifically including the new appropriateness; best execution; product distribution and knowledge and competence requirements
We will cover
- Product governance
- Telephone taping
- Knowledge and competence
- Boundary with MTFs / OTFs
9.30am Registration and coffee
£825 (excl. VAT)
BWB's new offices at 10 Queen Street Place, EC4R 1BE