Thu 17 Jan 2019

17:30 - 19:00



Event Summary

Join BWB Compliance for a review of the past year and a look at the year ahead with short, easy-to-digest talks from the team.

The team will go over all the key compliance issues for EIS firms, in bite-sized chunks. There will be a recap of 2018's themes and a look at what to focus on in 2019.

Topics we will touch on over the evening include:

  • How to get planning for the Senior Managers & Certification Regime
  • What did the crowdfunding review mean for the rest of the EIS industry
  • Remaining niggles from MiFID II and PRIIPs
  • The new focus on funds focussed on illiquid assets
  • The heat around Appointed Representatives
  • The new capital regime for investment firms

To follow, there will be canapés and chatting over drinks for a bit of an industry get-together.

Timings:

17:30pm Registration

18:00pm Seminar

19:00pm Networking and Drinks

Venue

BWB's new offices at 10 Queen Street Place, EC4R 1BE

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Ticket Price:

Free

Number of Tickets:
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