Rosamund McCarthy, Partner in our Charity & Social Enterprise team, and Lucy McLynn, Head of Employment, have written for the latest issue of Charity Finance on the Charity Commission’s revised serious incident reporting (SIR) guidance.
BWB Compliance has appointed Jacob Copeland to the role of Adviser in its growing team of financial regulation experts. In his new position Jacob will look to advise banks and building societies on the sector’s latest regulatory changes by drawing on previous roles at the Financial Conduct Authority (FCA) and one of the sector’s most well-known challenger banks.
Gillian Roche Saunders, Partner and Head of BWB Compliance, has commented on the release of the Financial Conduct Authority’s (FCA) regulatory review of crowdfunding regulations. Her remarks have been covered by leading alternative finance publications, P2P Finance News and Crowdfund Insider.
The BWB Compliance team has been recognised as “Best EIS/SEIS Legal or Regulatory Adviser” at the 2018 Enterprise Investment Scheme Association (EISA) Awards.
BWB Compliance has been recognised at the 2017 Compliance Register Platinum Awards for its expertise in the Peer-to-Peer (P2P) and crowdfunding sectors.
Gillian Roche-Saunders, Head of BWB Compliance, has been named in this year’s Women in Fintech Power List.
BWB Compliance has appointed Mark Wolff to its team of regulatory consultants. In his new role, Mark will assist clients on matters relating to investment management and corporate finance from the team’s London offices.
We’re delighted to confirm that the FCA has further changed its position on telephone taping, and it’s good news for the venture capital industry.
Gillian Roche-Saunders, partner and Head of BWB Compliance, has been named as one of the P2P Power 50 by leading alternative finance publication, Peer2Peer Finance News.
Gillian Roche-Saunders writes for Crowdfund Insider on recent FCA 'Dear CEO Letter'.