This half day workshop, hosted by BWB Compliance, is for money laundering reporting officers and compliance professionals who work in FCA regulated firms.
It provides an overview of all 5 areas of financial crime that the FCA requests firms to focus on, with all content brought up to date with the 4th and 5th Money Laundering Directives. We will also look at the new corporate offence brought in by the Criminal Finances Act 2017.
We will cover the technicalities of the five regimes, look at good and bad practice in firms and explore the role of compliance and the MLRO in preventing financial crime from occurring.
The 5 core topics include:
- anti-money laundering (AML) with counter-terrorist financing (CTF) and sanctions
- insider dealing and market abuse
- fraud and
- data security